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Question 5 (a) Write down functions and duties of the National Financial Reporting Authority. (5 Marks) (b) Write down any five points on the distinction between LLP and Limited Liability Company. (5 Marks) (c) Dream Builders Limited was engaged in the activity of building and selling budget friendly apartments. It recently started a new project at Noida. Pending approval, the builders started the construction work. On verification of documents, the Corporation of Noida refused to sanction the permission and the Assistant Commissioner Mr. S issued a demolition order, signed by him under his authority. The builders filed an appeal at the court and stayed the demolition. After 6 months of court trials, the verdict was announced in favour of the Corporation of Noida. Mr. G, the present Assistant Commissioner initiated the demolition process. The builders argued that the order was passed by Mr. S and since he is no longer in the authority, the order stands cancelled and Mr. G cannot demolish the construction. Referring to the provisions of the General Clauses Act, 1897, determine the validity of the claim of the builders. (4 Marks) CORPORATE AND OTHER LAWS

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Detailed Solution & Explanation

(a) Functions and Duties of National Financial Reporting Authority [NFRA] **Section 132**(1A) of the Companies Act, 2013, provides that National Financial Reporting Authority shall perform its functions through such divisions as may be prescribed. Further **Section 132(2)** read with rule 4, 6 to 9 of the National Financial Reporting Authority Rules, 2018 lays down the functions and duties that NFRA shall perform, namely: The Authority shall protect the public interest and the interests of investors, creditors and others associated with the companies or bodies corporate by establishing high quality standards of accounting and auditing and exercising effective oversight of accounting functions performed by the companies and bodies corporate and auditing functions performed by auditors. Without prejudice to the generality, the Authority in particular shall: (a) Maintain details of particulars of auditors appointed in the companies and bodies corporate governed by NFRA; (b) Recommend accounting standards and auditing standards for approval by the Central Government; (c) Monitor and enforce compliance with accounting standards and auditing standards; (d) Oversee the quality of service of the professions associated with ensuring compliance with such standards and suggest measures for improvement in the quality of service; (e) Promote awareness in relation to the compliance of accounting standards and auditing standards; (f) Co-operate with national and international organisations of independent audit regulators in establishing and overseeing adherence to accounting standards and auditing standards; and (g) Perform such other functions and duties as may be necessary or incidental to the aforesaid functions and duties. (b) Distinction Between LLP and Company Basis LLP Company 1. Regulating Act The LLP Act, 2008 The Companies Act, 2013 2. Members/ Partners The persons who contribute to LLP are known as partners of the LLP The persons who invest the money in the shares of the company are known as members of the company 3. Name Name of the LLP to contain the word “Limited Liability Partnership” or “LLP” as suffix Name of the public company to contain the word “Limited” and Pvt. Co. to contain the word “Private Limited” as suffix 4. No. of members/ partners Minimum - 2 members Maximum - No such limit on the members in the Act. The members of the LLP can be individuals/or body corporate through the nominees Private company: Minimum - 2 members Maximum 200 members Public company: Minimum - 7 members Maximum - No such limit on the members. Members can be organizations, trusts, another business form or individuals 5. Liability of members/ partners Liability of each partner is limited to the extent of agreed Liability of a member is limited to the amount unpaid on CORPORATE AND OTHER LAWS contribution except in case of intention is fraud the shares held by them 6. Management The business of the firm is managed by the partners including the designated partners authorized in the agreement The affairs of the company are managed by board of directors elected by the shareholders 7. Minimum number of directors/ designated partners Minimum 2 designated partners Pvt. Co. – 2 directors Public co. – 3 directors (c) As per **Section 17** of the General Clauses Act, 1897, in any Central Act or Regulation made after the commencement of this Act, it shall be sufficient, for the purpose of indicating the application of a law to every person or number of persons for the time being executing the functions of an office, to mention the official title of the officer at present executing the functions, or that of the officer by whom the functions are commonly executed. As per **Section 18** of the General Clauses Act, 1897, in any Central Act or Regulation made after the commencement of this Act, it shall be sufficient, for the purpose of indicating the relation of a law to the successors of any functionaries or of corporations having perpetual succession, to express its relation to the functionaries or corporations. In other words, the General Clauses Act, 1897, provides general definitions and rules for interpreting laws, particularly Central Acts and Regulations. **Section 18** specifically deals with the continuity of laws when a functionary is replaced. It clarifies that when a law refers to a specific official, it's not limited to that individual but extends to their successors. This means that if a law grants power to a particular officer, that power also extends to their successor, unless explicitly stated otherwise. A successor in office can generally continue a case under the General Clauses Act, and this is also related to the doctrine of merger. As per **Section 18**, the power to appoint includes the power to appoint ex-officio, meaning the authority is attached to the office, not the individual. Further, under section 17, official acts continue to remain valid despite changes in officeholders. As per the facts of the question and a combined reading of Sections 17 and 18 of the General Clauses Act, 1897, Mr. G, in his capacity as the current Assistant Commissioner, is legally competent to order the demolition of the construction. This is because the original order was issued by Mr. S, the former Assistant Commissioner, in his official capacity, and the authority to act continues with the office, not the individual. Hence, the claim of Dream Builders Limited is not valid.

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